Chief Compliance Officer at a Leading Financial Services Institution – First Excelsia Professional Services Limited

Job Title: Chief Compliance Officer

Job Summary

• Our client is seeking to hire an experienced and highly competent a Chief Compliance Officer to join its dynamic team.
• The ideal candidate will have extensive audit experience within the banking sector, with an in-depth understanding of risk management, compliance, and regulatory requirements.

Job Responsibilities

• Lead and oversee the organisation’s compliance program, ensuring adherence to all regulatory and legal obligations.
• Conduct comprehensive audits of compliance processes, policies, and procedures to identify and mitigate risks.
• Develop and implement robust compliance frameworks, internal controls, and monitoring systems.
• Collaborate with senior management and stakeholders to align compliance strategies with business objectives.
• Liaise with regulatory authorities and manage regulatory examinations, reporting, and responses.
• Provide guidance and training to employees on compliance-related matters and ethical standards.
• Monitor emerging regulatory trends and proactively adjust compliance policies and procedures.

Person Specification

• First Degree in Banking and Finance, Accounting, Law, or a related field
• Minimum of 8 years’ related experience in compliance, audit, or risk management in the banking sector
• Professional certifications such as CPA, CIA, CFE, or CAMS.

Annual Net Remuneration
Attractive and Negotiable.

Application Instructions:

The application deadline is 6th April, 2025. therefore, Qualified and interested candidates should send their updated Resume to: [email protected] using the Job Title as the subject of the email.

Note: Only qualified candidates will be contacted. It is important to visit the official website (link found below) for detailed information on how to apply successfully for this vacancy.