SEC Compliance Officer at HRD Solutions

Job Title: SEC Compliance Officer

Description 

• Monitor and ensure adherence to SEC regulations, guidelines, and directives.
• Maintain up-to-date knowledge of SEC rules and regulations.
• Develop and implement compliance policies and procedures.
• Identify, assess, and mitigate compliance risks.
• Develop and maintain risk management frameworks.
• Conduct regular risk assessments.
• Prepare and submit all regulatory reports
• Ensure timely submission of reports.
• Provide compliance training to staff.
• Conduct workshops and seminars.
• Develop, implement, and maintain internal control systems.
• Conduct regular audits and reviews.
• Investigate compliance breaches
• Maintain compliance records.
• Liaise with regulatory bodies.
• Participate in industry forums.

Requirements

• Minimum of 3 years of experience in an Investment house in an Asset Management Firm
• Minimum of Bachelor’s Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN,ACCA,CFA is an added advantage)
• Knowledge Capital Market products
• Knowledge AML/CFT Frame Work and Implementation
• Experienced with returns rendition and timeline
• Ability to analyze large amounts of data and to compile detailed reports
• High attention to detail and excellent analytical skills
• Ability to work in a fast-paced, team-based environment with minimal supervision.
• Proficiency in Microsoft Office (Excel, Word, PowerPoint) is essential
• Must be SEC sponsored individual.

Salary Range
N350,000 – N500,000 per month.

Application Instructions:

The application deadline is no 27th December, 2024. Qualified and interested candidates should send their updated Resume to: [email protected]    using the Job Title as the subject of the email.

Note: Only qualified candidates will be contacted. It is important to visit the official website (link found below) for detailed information on how to apply successfully for this vacancy.

Official Job Website: https://hrdsolutionsng.com/